Best RegTech Solution


Onfido delivers next-generation identity verification, helping businesses verify that their customers are who they claim to be, without the need to meet them face-to-face. In particular, Onfido specialises in streamlining the KYC & AML process for financial clients. Through intelligent automation and a machine-learning powered Document Check, Onfido’s solution helps businesses onboard more customers, increasing revenue and reducing manual overheads. Onfido works with 1,000 clients globally including GoCardless, Nutmeg, Monzo Bank, Pockit and Lendinvest – as well as reputable crowdfunding platforms, such as Crowdcube and JustGiving.

  • 7835940626

Alpha ExchangeVOTE

Alpha Exchange, Techstars backed regtech firm supports asset managers and investment banks with upcoming research rules under the European Union’s Mifid II directive with regulatory software.

  • Emma Margetts
  • 1 Fore St, London, London, London, EC2Y 9DT, UK


ThetaRay is a leading provider of a big data analytics platform and solutions for advanced cyber security, operational efficiency, financial crime and risk detection, protecting financial services sectors and critical infrastructure against unknown threats. Organizations whose operations rely on highly heterogeneous and complex environments leverage ThetaRay’s unmatched detection and low false positive rates as a see-all power that enables them to unify detection and defeat the unknown.

  • 8472544331
  • 31 W 34th st, Suite 7040, New York, New York, New York, 10001


Qumram is a purpose-built RegTech solution that enables 100% of all digital interactions, across all channels (web, social, mobile), to be recorded and replayed on demand, in movie-like form. Financial services organizations gain a complete, fully-compliant digital audit trail, which satisfies the digital record-keeping requirements of financial regulators including: SEC, DOL, MIFID-II, FINRA, ESMA, FFSA, FIDLEG, and more. Compliance process automation saves time and reduces cost. Qumram also facilitates fraud detection (monitoring digital behavior of visitors, customers and employees), and delivers deep customer insight for customer experience analytics.

  • Nicola Cowburn
  • 7899788116
  • 5 Penn Plaza, 23rd Floor, New York, New York, 10001, USA


Making compliance simple for financial institutions.

  • Ryan Barnes
  • 44 20 3286 6978
  • 48-50 Scrutton Street, London, Hackney, EC2A 4HH, United Kingdom


ETNA Back Office for broker-dealers automates all the processes from client interfacing and trade execution to custodian and regulatory requirements. It has become a standard in the industry for retail broker-dealers, and our recently released OMS API already powers more than a dozen of prominent robo-advisor firms.

  • Olga Zhukova
  • 36 West 44th St #302B, New York, New York, 10036


FutureVault, a secure digital safety deposit box that is delivered by partner organizations to their customers allowing them to digitally deposit, store, collaborate and manage important financial, legal and personal documents.

  • 212-896-1231


Trunomi revolutionizes data sharing for the financial industry by unlocking the power of customer data with consent and digital rights.

  • 4412990219
  • 2033 Gateway Place, #500, San Jose, California, 95110


QuantaVerse’s Financial Crime Detection Model (FCDM) uses proprietary artificial intelligence and machine learning algorithms to examine massive entity and transactional datasets to identify financial crimes. Our solutions help clients reduce risk by uncovering previously unidentified instances of money laundering, while lowering the high costs associated with investigating the significant numbers of false positives currently plaguing the industry.

  • David McLaughlin
  • 435 Devon Park Dr. Bldg 700, Wayne, PA, 19087, United States


BaseVenture is a FinTech company that is disrupting the $8B fund administration industry. Our Software-as-a-Service (SaaS) platform, “”, helps fund administrators and fund CFOs simplify and automate the way private funds are managed and administered. “” is the only SaaS solution created to specifically focus on solving the inefficiency of operations and compliance requirements for the industry.

  • 3106145183
  • , San Francisco, CA

Anti-Money Laundering 360 (AML360)VOTE

AML360 streamlines compliance processes by simultaneously collecting, measuring, analysing, recording and reporting complex data into visually attractive charts and tables.

  • '+1 646 801 0948
  • Level 85 Suite 8500, One World Trade Centre, New York, New York, New York, 10007, United States


The ComplySci™ Platform is an innovative risk management and compliance solution used by over 800 financial firms globally to proactively identify risks and manage complex regulatory and compliance challenges.

  • 875 Avenue of the Americas, 12th Floor, New York, NY, 10001

Seal SoftwareVOTE

Seal provides contract discovery and analytics software to find contracts, and extract the data they hold. This data is being used by large banking institutions as a foundation for their SR 14-1, Living Wills, and QFC (qualified financial contracts) compliance initiatives.

  • 650-938-7325
  • 1990 N. California St, Suite 500, Walnut Creek, California, 94596, United States


Rippleshot is transforming the way that banks and credit unions detect fraud through a cloud-based technology solution that leverages machine learning and data analytics to distinguish fraudulent activity more quickly and efficiently.

  • Lauren Herman


From A.I. personal shoppers to sending friends money with the touch of a button, most fintech companies make it easier for consumers to spend money. But there’s an entire world of fintech that puts your money to work for you – helping you keep, and, gasp, even grow your accounts, rather than blowing through your money. Unfortunately, this segment of fintech is often overlooked, Oranj is on a mission to promote consumer financial literacy and drive awareness for financial advisors to upgrade their offerings to meet the demands of today’s investors and regulatory environment.

  • 312-635-0889
  • 351 W. Hubbard Street, Suite 501, Chicago, Illinois, IL 60606